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证券业监管年度报告

作者:张啸川 潘永东 出版日期:2012年05月 报告页数:29 页 报告大小: 报告字数:26849 字 所属丛书:金融监管蓝皮书 所属图书:中国金融监管报告(2012) 浏览人数: 下载人数:

文章摘要:2011年,面对极其复杂的内外部环境,证券监管部门在公司债券发行审核改革、防范和打击内幕交易活动、证券法评估与修订、推出RQFII等几个方面稳步推进改革创新和对外开放,加强和改进市场监管,证券期货市场保持了平稳健康运行态势,资本市场功能得到较好发挥。虽然市场行情总体较为低迷,但监管改革措施为促进市场长期健康发展奠定了坚实基础。

Abstract:In 2011, facing with extremely complex internal and external environment, the securities regulatory authority has steadily promoted the reform and opening up in corporate bond issuance, fraud prevention, Security Law emendation, and RQFII implementation, thereafter the capital market operational state maintained stable and healthy, and the capital markets function better played. Although the stock-market performance was terrible, regu... 展开

Abstract:In 2011, facing with extremely complex internal and external environment, the securities regulatory authority has steadily promoted the reform and opening up in corporate bond issuance, fraud prevention, Security Law emendation, and RQFII implementation, thereafter the capital market operational state maintained stable and healthy, and the capital markets function better played. Although the stock-market performance was terrible, regulatory reform has laid a solid foundation to promote long-term market healthy development.

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作者简介

张啸川:张啸川,中国社会科学院金融法律与金融监管研究基地特邀研究员。

潘永东:研究员,在甘肃省农业科学院经济作物与啤酒原料研究所从事大麦育种、栽培及推广工作。