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证券业监管年度报告

作者:张啸川 潘永东 出版日期:2014年05月 报告页数:35 页 报告大小: 报告字数:25897 字 所属丛书:金融监管蓝皮书 所属图书:中国金融监管报告(2014) 浏览人数: 下载人数:

文章摘要:2013年,受国内外多种因素综合影响,我国证券市场表现较差,与全球主要证券市场相比形成明显反差。加之新股停发、融资功能丧失,证券市场陷入被边缘化的窘境。新一任证监会主席上任以来,证券业监管理念和思路有了较大变化:强化简政放权和转变监管职能,推动市场化改革创新,推进证券业监管重心由事前审批逐渐向事中和事后监管执法转变。2013年证券业监管是厘清思路、夯实基础、做好准备的一年。2014年,有望迎来证券市场大发展。

Abstract:In 2013,influenced by combined domestic and foreign factors,China’s securities market performed poor,compared with the world’s major securities markets. Moreover,the suspension of IPO and the loss of financing function put the market into a dilemma of being marginalized. Since the new chairman of the CSRC took office,the concepts and ideas of securities regulation have been greatly changed. The CSRC strengthened power decentral... 展开

Abstract:In 2013,influenced by combined domestic and foreign factors,China’s securities market performed poor,compared with the world’s major securities markets. Moreover,the suspension of IPO and the loss of financing function put the market into a dilemma of being marginalized. Since the new chairman of the CSRC took office,the concepts and ideas of securities regulation have been greatly changed. The CSRC strengthened power decentralization and transformed the regulatory functions,promoted market reform and innovation,and made the core of securities regulation gradually changed from prior approval to regulation and law enforcement during and after the event. For securities regulation,it can be said that 2013 is the year of clarifying ideas,laying solid foundation and well preparing. It’s expected to the great development of the securities market in 2014.

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作者简介

张啸川:张啸川,中国社会科学院金融法律与金融监管研究基地特约研究员,研究领域为资本市场。

潘永东:潘永东,中国社会科学院金融法律与金融监管研究基地特约研究员,研究领域为资本市场。