私募基金管理机构新三板挂牌融资的监管问题研究
文章摘要:我国私募基金行业近些年发展迅猛,在为市场提供资金流动性和服务小微企业方面发挥了重要作用。允许私募基金管理机构在新三板挂牌,能够迅速提升私募基金的定增能力,扩大私募基金的规模。但自律监管框架下私募基金管理机构的投融资行为尚缺乏有效约束机制,而且新三板的明星私募机构频繁大规模定向增发,引发了市场对“私募基金公募化”“新三板的‘抽血’效应”等问题的热议。本报告依托我国私募基金行业爆发式增长的背景,在分析私募基金管理机构挂牌新三板的融资现状基... 展开
Abstract:Private equity industry has developed rapidly in recent years in China,which provides the market with liquidity and plays an important role for servicing small businesses. Private equity fund management institutions listed on the NEEQ can quickly upgrade private equity fund’s private placement,and expand the size of private equity fund. But in a self-regulatory framework,it is still a lack of systematic and effective regulatory sy... 展开