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2017年中国地方金融监管体制的探索实践和展望

作者:凌文杰 出版日期:2021年06月 报告页数:18 页 报告大小: 报告字数:10400 字 所属丛书:金融监管蓝皮书 所属图书:中国金融监管报告(2021) 浏览人数: 下载人数:

文章摘要:经过地方金融监管实践中的探索磨合以及2017年全国金融工作会议的顶层设计,由国务院金融稳定发展委员会办公室统筹协调和督导、银保监会和证监会负责规制和监督、各省(区、市)地方金融监管局负责监管实施的地方金融监管体制框架已经形成并运行起来。地方金融监管体制体现出较高的协调性,有利于达成地方金融监管工作的全局性、统一性和协同性目标。体制运行过程中,对地方金融监管部门赋能不足的问题日渐凸显。通过法治建设、规制建设、信息化建设、央地协调机制建设为地... 展开

文章摘要:经过地方金融监管实践中的探索磨合以及2017年全国金融工作会议的顶层设计,由国务院金融稳定发展委员会办公室统筹协调和督导、银保监会和证监会负责规制和监督、各省(区、市)地方金融监管局负责监管实施的地方金融监管体制框架已经形成并运行起来。地方金融监管体制体现出较高的协调性,有利于达成地方金融监管工作的全局性、统一性和协同性目标。体制运行过程中,对地方金融监管部门赋能不足的问题日渐凸显。通过法治建设、规制建设、信息化建设、央地协调机制建设为地方金融监管赋能,引领地方金融监管工作走向规范高效,成为地方金融监管体制深化建设的核心任务。

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Abstract:Through the exploration and adaptation in practice then the top-level design in the 2017 National Financial Work Conference,the framework of local financial regulatory system,in which the Office of the Financial Stability and Development Committee under the State Council is responsible for coordination and inspection,the CBIRC and the CSRC are in charge of rule-making,the Local Financial Supervisory Bureaus(LFSB)of provincial go... 展开

Abstract:Through the exploration and adaptation in practice then the top-level design in the 2017 National Financial Work Conference,the framework of local financial regulatory system,in which the Office of the Financial Stability and Development Committee under the State Council is responsible for coordination and inspection,the CBIRC and the CSRC are in charge of rule-making,the Local Financial Supervisory Bureaus(LFSB)of provincial governments carry out supervision,has been set up. The system demonstrates a high degree of coordination so that it will ensure the local financial regulatory activities be conducted from overall situation,be in compliance with unified rules,and be operated in a cooperative way. However,during the system’s operation,the problem of insufficient capacity of the LFSBs is emerging. Looking forward to furthering the system construction,the core task should be how to empower the local financial regulatory activities through legal system construction,regulation construction,informationization and establishment of central-local governments coordinate mechanism.

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作者简介

凌文杰:凌文杰,金融学博士,北京登记结算有限公司董事长,曾任职于北京市金融工作局,主要研究方向为地方金融监管理论与实务、地方金融监管法规政策、地方金融监管信息化建设等。