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信托业监管年度报告

作者:袁增霆 出版日期:2016年06月 报告页数:14 页 报告大小: 报告字数:11756 字 所属丛书:金融监管蓝皮书 所属图书:中国金融监管报告(2016) 浏览人数: 下载人数:

文章摘要:2014~2015年信托业监管呈现出新的阶段性特征。拥有明确理念和方法内容的新的监管规则框架初步形成,监管措施已经为信托业经营的稳定减速增长创造出有利条件,信托登记制度以及信托公司条例等基础性配套法规制度的建设已经进入日程。但是,2015年中期股市下跌中暴露出的伞形信托监管问题以及信托业开展混业经营与原来分业监管体制之间的矛盾冲突,为进一步推进信托业监管转型及升级带来了阻碍。同时,加固信托业监管的微观基础、避免在一些业务领域出现监管盲区也迫切需要... 展开

文章摘要:2014~2015年信托业监管呈现出新的阶段性特征。拥有明确理念和方法内容的新的监管规则框架初步形成,监管措施已经为信托业经营的稳定减速增长创造出有利条件,信托登记制度以及信托公司条例等基础性配套法规制度的建设已经进入日程。但是,2015年中期股市下跌中暴露出的伞形信托监管问题以及信托业开展混业经营与原来分业监管体制之间的矛盾冲突,为进一步推进信托业监管转型及升级带来了阻碍。同时,加固信托业监管的微观基础、避免在一些业务领域出现监管盲区也迫切需要实质性进展。

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Abstract:In 2014-2015,Trust industry supervision shows the characteristics of a new stage. The new regulatory framework with clear idea and methods has shaped initially. And Some favorable conditions for the industry operation have been created by regulation actions. Trust industry has been in the slow and stable growth path. Setting some basic and matched laws and rules has already entered into the agenda. However,the trust regulation trans... 展开

Abstract:In 2014-2015,Trust industry supervision shows the characteristics of a new stage. The new regulatory framework with clear idea and methods has shaped initially. And Some favorable conditions for the industry operation have been created by regulation actions. Trust industry has been in the slow and stable growth path. Setting some basic and matched laws and rules has already entered into the agenda. However,the trust regulation transformation and upgrade will face more barriers,since the umbrella trust regulation problem has been exposed in the stock market crash event in the mid-2015,and the institutional conflicts between the mixed operation and the separate supervision. In the same time,it’s necessary to reinforce the micro foundation of trust industry supervision,and to avoid some appear in some regulatory limbo.

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作者简介

袁增霆:袁增霆,经济学博士,副研究员,现就职于中国社会科学院金融研究所金融实验室,主要研究领域包括资产组合管理、新型金融工具与交易。