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2019年论我国证券信息犯罪的立法完善

作者:张淑芬 出版日期:2020年08月 报告页数:18 页 报告大小: 报告字数:15573 字 所属丛书:金融监管蓝皮书 所属图书:中国金融监管报告(2020) 浏览人数: 下载人数:

文章摘要:证券市场本质上是信息市场,在大数据时代,证券信息犯罪的危害性尤大,但是在立法中仍存在诸多问题:第一,证券信息犯罪立法滞后,不能适应快速发展的证券市场和不断变化的犯罪形势,应当提升立法对证券市场发展的反应能力。第二,尽管2019年12月28日修订通过了《证券法》,但《刑法》与《证券法》的相关规定仍有不协调之处。宜采用刑法典与附属刑法相结合的立法模式。第三,证券信息犯罪罪名体系设置不合理,应当取消编造并传播证券交易虚假信息罪,由操纵证券市场罪对相... 展开

文章摘要:证券市场本质上是信息市场,在大数据时代,证券信息犯罪的危害性尤大,但是在立法中仍存在诸多问题:第一,证券信息犯罪立法滞后,不能适应快速发展的证券市场和不断变化的犯罪形势,应当提升立法对证券市场发展的反应能力。第二,尽管2019年12月28日修订通过了《证券法》,但《刑法》与《证券法》的相关规定仍有不协调之处。宜采用刑法典与附属刑法相结合的立法模式。第三,证券信息犯罪罪名体系设置不合理,应当取消编造并传播证券交易虚假信息罪,由操纵证券市场罪对相关行为进行规制,取消利用非公开信息交易罪,将相关行为纳入内幕交易罪的规制范围。第四,证券信息犯罪刑罚配置不合理,应当完善罚金刑制度和“从业禁止”制度。

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Abstract:The securities market is essentially an information market. In the era of big data,the securities information crime is particularly harmful. At present,there are many problems in the legislation of securities information crime in China:First,the securities information crime legislation lags behind,and can’t adapt to the rapid development of the securities market and the changing crime situation,so the ability of legislation to ... 展开

Abstract:The securities market is essentially an information market. In the era of big data,the securities information crime is particularly harmful. At present,there are many problems in the legislation of securities information crime in China:First,the securities information crime legislation lags behind,and can’t adapt to the rapid development of the securities market and the changing crime situation,so the ability of legislation to respond to the development of the securities market should be enhanced. Second,although Securities Law was amended on December28,2019,the relevant provisions of “Criminal Law” and “Securities Law” are not coordinated,so the legislative model combining criminal code and subsidiary criminal law should be adopted. Third,the criminal information crime system is unreasonable. The crime of fabricating and disseminating false information in securities trading should be abolished. The crime of manipulating the securities market should be regulated,the crime of non-public information trading should be abolished,and the relevant behavior should be included in the regulation of insider trading crimes. Fourth,the criminal punishment of securities information crimes is unreasonable,and the penalty system and the “prohibition of employment” system should be improved.

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作者简介

张淑芬:张淑芬,法学博士,中国社会科学院金融研究所博士后,主要研究方向为金融犯罪与金融监管。